Product
What the assessment does, what you get, and what stays private.
Compliance Program Assessment · Software
Compliance programs that work in practice.
See where your program is strong and what to fix first, with an optional anti-corruption module.
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The AS3 Compliance Program Assessment
It runs in your browser. A separate hosted version is also available to demonstrate, by request only. Module A assesses a compliance program against the U.S. Department of Justice’s Evaluation of Corporate Compliance Programs (September 2024). Module B, the Anti-Corruption add-on, adds questions keyed to the DOJ/SEC FCPA Resource Guide and to themes drawn from FCPA enforcement resolutions, and is mapped to ISO 37001. Module A alone and Module A + Module B are both available now.
Built to dramatically reduce staff time needed for assessment completion and remediation.
Who it is for
Built for the people who answer for the program
Compliance officers
Assess your program, prioritize gaps and prepare reporting for senior management and the board.
General counsel
An independent view of program maturity and where to invest next.
Law firms
A structured self-check and program support alongside your work for clients.
Compliance Management System (CMS) Advice
CMS Advice for programs that have to work in practice
For compliance officers, general counsel and law firms who want experienced support to design, test and strengthen anti-corruption compliance programs.
FCPA and anti-corruption
Assess, design and strengthen anti-corruption programs in line with U.S. Department of Justice expectations. The Anti‑Corruption add-on (Module B) is mapped to ISO 37001; the mapping is not a certification.
- Program assessment and gap analysis
- Third-party due diligence and oversight
- Policies, controls, training and monitoring
Compliance program consulting
Whole-program support, from structure and governance to testing and board reporting.
- Program design and maturity review
- Reporting to senior management and the board
- Remediation planning
Engagements across Europe, the Middle East, Africa and Asia.
Try the demo.
The demo is open only by request. After we approve your request, we send you an access code.